Wai Kong Hui
許偉剛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kong Hui (許偉剛), a licensed former licensee with CE reference ALS374. This person has 9.0 years of SFC licence history. Total licence records on file: 20.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nice Talent Asset Management Limited 俊賢資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-18 | 2021-05-31 |
| Nice Talent Asset Management Limited 俊賢資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-05-18 | 2021-05-31 |
| CAIIS Limited | Rep | Type 1 - Dealing in securities | 2016-03-10 | 2018-02-01 |
| CAIIS Limited | Rep | Type 4 - Advising on securities | 2016-03-10 | 2018-02-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-10-24 | 2013-05-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-11-22 | 2013-05-25 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-11-22 | 2013-05-25 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-01 | 2010-11-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-01 | 2010-11-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-01 | 2010-11-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 - Advising on futures contracts | 2010-11-01 | 2010-11-01 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2009-01-02 | 2010-10-31 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-11 | 2010-10-31 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-12-11 | 2010-10-31 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-25 | 2008-12-03 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-11-25 | 2008-12-03 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-04 | 2008-10-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-08-04 | 2008-10-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-08-04 | 2008-10-01 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-04-08 | 2005-09-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kong Hui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yim Yin Lui | FT Securities Limited | 2008–2010 |
| Kai Feng Cecilia Ng | FT Securities Limited | 2008–2010 |
| Timothy Sai Ko Chan | FT Securities Limited | 2008–2010 |
| Ashis Kumar Sengupta | CAIIS Limited | 2016–2018 |
| Samson Yiu Cho Lui | CAIIS Limited | 2016–2018 |
| Moon Sung Chang | CAIIS Limited | 2016–2018 |
| Sharon Lam | CAIIS Limited | 2016–2018 |
| Kam Hon Chan | CAIIS Limited | 2016–2018 |
| Moon Fuk Cheung | CAIIS Limited | 2016–2018 |
| Chun Yu Choy | CAIIS Limited | 2016–2018 |
| Ping Hui Chu | CAIIS Limited | 2016–2018 |
| Yvonne Pui Yeung Chan | CAIIS Limited | 2016–2018 |
| Yin Wa Cheung | CAIIS Limited | 2016–2018 |
| Yee Ming Chan | CAIIS Limited | 2016–2018 |
| Lai Ming Ho | CAIIS Limited | 2016–2018 |
| Timothy Kwok Cheung Lo | CAIIS Limited | 2016–2018 |
| Charlie Ka Ki Lam | CAIIS Limited | 2016–2018 |
| Janet Kar Ming Lau | CAIIS Limited | 2016–2018 |
| So Lei Lee | CAIIS Limited | 2016–2018 |
| Yee Wah Petty Lee | CAIIS Limited | 2016–2018 |