Wing On Siu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing On Siu (蕭永安), a licensed Responsible Officer with CE reference ALO049. Currently licensed at 2 firm(s): CMB International Futures Limited, CMB International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 21.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-08-18 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-31 | present |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-26 | 2022-02-07 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-06-16 | 2016-08-18 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-04-06 | 2016-05-15 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-19 | 2016-05-15 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-11-19 | 2011-04-06 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-12-17 | 2010-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing On Siu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.