Pok Man Lau
劉博文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pok Man Lau (劉博文), a licensed former licensee with CE reference AFC970. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-28 | 2016-07-01 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-28 | 2016-07-01 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-23 | 2010-06-30 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-29 | 2009-05-29 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 — Asset management | 2006-04-29 | 2009-05-29 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-03-01 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2006-03-01 |