Roxane Ting-Kit Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roxane Ting-Kit Lo (羅定潔), a licensed Responsible Officer with CE reference ALC465. Currently licensed at 1 firm(s): Tai Fung Asset Management Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.0 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Fung Asset Management Company Limited 大豐資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-09-06 | present |
| Tai Fung Asset Management Company Limited 大豐資產管理有限公司 |
RO | Type 9 - Asset management | 2014-05-19 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2004-08-20 | 2011-07-09 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-08-20 | 2011-07-09 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Roxane Ting-Kit Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Dale Qingpu Zhu | Tai Fung Asset Management Company Limited | 2016–2024 |
| King Wa Tsang | Tai Fung Asset Management Company Limited | 2015–2023 |
| Chi Kan Sit | Tai Fung Asset Management Company Limited | 2020–present |
| Yan Yik Chow | Tai Fung Asset Management Company Limited | 2023–present |
| Xia Xiong | Tai Fung Asset Management Company Limited | 2024–present |
| Liru Qin | Tai Fung Asset Management Company Limited | 2014–2016 |
| Tim Tak Ming Cheng | Tai Fung Asset Management Company Limited | 2014–2015 |
| Wai Cheong Wong | Tai Fung Asset Management Company Limited | 2019–2021 |