Tony Yu Chun Kwong
鄺逸聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Yu Chun Kwong (鄺逸聰), a licensed former licensee with CE reference AKW723. This person has 10.8 years of SFC licence history. Total licence records on file: 13.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Protocol Asset Management (HK) Limited 承諾資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-11-04 | 2022-12-09 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-19 | 2016-04-09 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-21 | 2016-04-09 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-31 | 2013-05-21 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-05-31 | 2013-05-21 |
| Yorkville Advisors HK Limited | Rep | Type 6 - Advising on corporate finance | 2010-08-27 | 2011-09-30 |
| Yorkville Advisors HK Limited | Rep | Type 1 - Dealing in securities | 2009-03-18 | 2011-09-30 |
| Yorkville Advisors HK Limited | Rep | Type 4 - Advising on securities | 2009-03-18 | 2011-09-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-15 | 2008-11-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2006-03-15 | 2008-11-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-03-10 | 2008-11-10 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2004-07-20 | 2006-02-28 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2004-07-20 | 2006-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tony Yu Chun Kwong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.