Liza Suk Fan Chan

陳淑芬
CE No. AKP467 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liza Suk Fan Chan (陳淑芬), a licensed former licensee with CE reference AKP467. This person has 1.2 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Delta Asia Securities Limited
滙業證券有限公司
Rep Type 1 - Dealing in securities 2005-10-19 2006-07-25
Delta Asia Securities Limited
滙業證券有限公司
Rep Type 4 - Advising on securities 2005-10-19 2006-07-25
Thornton Global Wealth Management Limited
豐盛環球理財有限公司
Rep Type 4 - Advising on securities 2004-07-14 2004-12-31

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Liza Suk Fan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kwok Kay Lam Delta Asia Securities Limited 2005–2006
Ka Wing Tang Delta Asia Securities Limited 2005–2006
Sean Nicholas Croucher Delta Asia Securities Limited 2005–2006
Wing Fai Lam Thornton Global Wealth Management Limited 2004
Thomas Pui Kee Chung Thornton Global Wealth Management Limited 2004
Perry Ka Chi Cheung Thornton Global Wealth Management Limited 2004
Christine Man Chong Thornton Global Wealth Management Limited 2004
Yuet Wah Leung Thornton Global Wealth Management Limited 2004
Monita Lay Yuk Liu Thornton Global Wealth Management Limited 2004
Yee Ting Lam Thornton Global Wealth Management Limited 2004
Raymond Ying Wang Ng Thornton Global Wealth Management Limited 2004
Yuen Fun Tse Thornton Global Wealth Management Limited 2004
Jovin Chai Shan Chim Thornton Global Wealth Management Limited 2004
Christine Chan Thornton Global Wealth Management Limited 2004
Gloria Oi Yan Chan Thornton Global Wealth Management Limited 2004
Manson Man Shun Chan Thornton Global Wealth Management Limited 2004
Andy Yiu Wai Kwok Thornton Global Wealth Management Limited 2004
King Keung Lee Thornton Global Wealth Management Limited 2004
Christina Yun Ling Ng Thornton Global Wealth Management Limited 2004
Pak Kei Wong Thornton Global Wealth Management Limited 2004
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