Monita Lay Yuk Liu
廖莉玉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Monita Lay Yuk Liu (廖莉玉), a licensed former licensee with CE reference ADN520. This person has 15.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Times Securities Limited 中辰證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-06 | 2020-10-29 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-19 | 2014-02-12 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-19 | 2014-02-12 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
RO | Type 4 - Advising on securities | 2009-02-13 | 2010-09-30 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 - Advising on securities | 2007-11-15 | 2009-02-13 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
RO | Type 4 - Advising on securities | 2007-03-14 | 2007-09-14 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 - Advising on securities | 2004-04-02 | 2007-03-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Monita Lay Yuk Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.