Monita Lay Yuk Liu
廖莉玉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Monita Lay Yuk Liu (廖莉玉), a licensed former licensee with CE reference ADN520. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Times Securities Limited 中辰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-06 | 2020-10-29 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-19 | 2014-02-12 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-19 | 2014-02-12 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
RO | Type 4 — Advising on securities | 2009-02-13 | 2010-09-30 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-15 | 2009-02-13 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
RO | Type 4 — Advising on securities | 2007-03-14 | 2007-09-14 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2004-04-02 | 2007-03-14 |