Yee Ting Lam
林伊婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Ting Lam (林伊婷), a licensed former licensee with CE reference AJB212. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-03 | 2012-03-29 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-18 | 2008-02-07 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-06 | 2006-03-28 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2003-08-13 | 2004-07-06 |