Christopher John Craig-Wood
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher John Craig-Wood, a licensed former licensee with CE reference AJL555. This person has 6.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 2 - Dealing in futures contracts | 2014-03-27 | 2016-03-15 |
| UBS Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2011-01-11 | 2016-03-15 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2011-01-11 | 2016-03-15 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2010-07-27 | 2011-01-11 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-05-25 | 2016-03-15 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-05-25 | 2014-03-27 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2010-05-25 | 2011-01-11 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-12 | 2004-04-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Christopher John Craig-Wood during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.