Chung Yip
葉頌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Yip (葉頌), a licensed former licensee with CE reference AJD534. This person has 15.5 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2021-10-11 | 2022-02-16 |
| Zero2IPO Securities Limited 清科證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-20 | 2021-04-30 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-15 | 2020-01-31 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-21 | 2018-04-23 |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-04-18 | 2017-09-13 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-16 | 2017-09-13 |
| Huajin Futures (International) Limited 華金期貨(國際)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-03-16 | 2016-04-18 |
| Nerico Brothers Limited | Rep | Type 9 - Asset management | 2015-11-27 | 2016-03-01 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2013-01-24 | 2016-03-01 |
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2013-01-24 | 2016-03-01 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-27 | 2012-07-26 |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-04-27 | 2012-07-26 |
| Richmond Asset Management Limited | Rep | Type 4 - Advising on securities | 2011-09-06 | 2012-02-13 |
| Richmond Asset Management Limited | Rep | Type 9 - Asset management | 2011-09-06 | 2012-02-13 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-06-10 | 2011-07-29 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-18 | 2011-07-29 |
| Perfect Asset Management Limited 霸域資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-01-05 | 2007-01-09 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-05 | 2005-06-14 |
| Perfect Asset Management Limited 霸域資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2003-10-13 | 2005-04-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chung Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.