Carl Thomas Berrisford
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carl Thomas Berrisford, a licensed former licensee with CE reference AIZ256. This person has 2.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-13 | 2005-08-04 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-16 | 2004-05-04 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | 2003-05-23 | 2004-01-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carl Thomas Berrisford during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.