Siu Wai Ng
吳小慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wai Ng (吳小慧), a licensed former licensee with CE reference AIY511. This person has 2.1 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mercer (Hong Kong) Limited |
Rep | Type 4 - Advising on securities | 2003-06-12 | 2005-07-21 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Wai Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Doris Shuk Ming Ho | Mercer (Hong Kong) Limited | 2003–2005 |
| Wai Chun Shum | Mercer (Hong Kong) Limited | 2003–2004 |
| Alan Gordon Flynn | Mercer (Hong Kong) Limited | 2004–2005 |
| Richard Langdon Nuzum Jr | Mercer (Hong Kong) Limited | 2005 |