Edna Lorraine Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edna Lorraine Tan, a licensed Representative with CE reference AIR089. Currently licensed at 1 firm(s): Morningstar Investment Management Asia Limited. Active regulated activities: Type 4 - Advising on securities. This person has 21.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morningstar Investment Management Asia Limited | Rep | Type 4 - Advising on securities | 2017-02-22 | present |
| Morningstar Investment Management Asia Limited | RO | Type 4 - Advising on securities | 2015-09-29 | 2017-02-22 |
| Morningstar Investment Management Asia Limited | Rep | Type 4 - Advising on securities | 2015-08-17 | 2015-09-29 |
| Standard & Poor's Investment Advisory Services (HK) Limited | RO | Type 4 - Advising on securities | 2010-09-21 | 2014-04-01 |
| Standard & Poor's, LLC | RO | Type 4 - Advising on securities | 2005-02-04 | 2010-10-31 |
| Standard & Poor's, LLC | Rep | Type 4 - Advising on securities | 2003-04-29 | 2005-02-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Edna Lorraine Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.