Cliff Stevens Huang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cliff Stevens Huang (黃子明), a licensed Responsible Officer with CE reference AIM307. Currently licensed at 1 firm(s): Oppenheimer Investments Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 19.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2013-08-12 | present |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
RO | Type 4 - Advising on securities | 2013-08-12 | present |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-30 | 2013-08-12 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-30 | 2013-08-12 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2009-07-22 | 2013-04-05 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
RO | Type 4 - Advising on securities | 2009-07-22 | 2011-08-12 |
| Knight Libertas (Asia) Limited | RO | Type 1 - Dealing in securities | 2008-01-23 | 2010-01-14 |
| Knight Libertas (Asia) Limited | RO | Type 4 - Advising on securities | 2008-01-23 | 2010-01-14 |
| DebtTraders, Limited - In Liquidation | Rep | Type 1 - Dealing in securities | 2004-03-08 | 2004-09-16 |
| DebtTraders, Limited - In Liquidation | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-27 |
| DebtTraders, Limited - In Liquidation | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-27 |
| DebtTraders, Limited - In Liquidation | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-27 |
| DebtTraders, Limited - In Liquidation | Rep | Type 9 - Asset management | Pre-2003 | 2003-12-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cliff Stevens Huang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.