Natalie Jane Arrowsmith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Natalie Jane Arrowsmith, a licensed former licensee with CE reference AIG958. This person has 1.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-05-02 | 2025-05-09 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2025-05-02 | 2025-05-09 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-03-14 | 2019-03-21 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-10-16 | 2018-10-27 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-14 | 2004-05-31 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-07-15 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-15 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-15 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-15 |