Doris Shuk Ming Ho
何淑明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Doris Shuk Ming Ho (何淑明), a licensed former licensee with CE reference AHK356. This person has 4.1 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2005-08-04 | 2007-04-19 |
| Mercer (Hong Kong) Limited |
RO | Type 4 - Advising on securities | 2005-03-03 | 2005-08-04 |
| Mercer (Hong Kong) Limited |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-03 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Doris Shuk Ming Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Siu Wai Ng | Mercer (Hong Kong) Limited | 2003–2005 |
| Wai Chun Shum | Mercer (Hong Kong) Limited | 2003–2004 |
| Alan Gordon Flynn | Mercer Investments (HK) Limited | 2005–2007 |
| Richard Langdon Nuzum Jr | Mercer Investments (HK) Limited | 2005–2007 |