Doris Shuk Ming Ho
何淑明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Doris Shuk Ming Ho (何淑明), a licensed former licensee with CE reference AHK356. This person has 4.1 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marsh Investment Solutions (HK) Limited 達信投資方案（香港）有限公司 |
RO | Type 4 - Advising on securities | 2005-08-04 | 2007-04-19 |
| Marsh (Mercer) Hong Kong Limited 達信(美世)香港有限公司 |
RO | Type 4 - Advising on securities | 2005-03-03 | 2005-08-04 |
| Marsh (Mercer) Hong Kong Limited 達信(美世)香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-03 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Doris Shuk Ming Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Siu Wai Ng | Marsh (Mercer) Hong Kong Limited | 2003–2005 |
| Wai Chun Shum | Marsh (Mercer) Hong Kong Limited | 2003–2004 |
| Alan Gordon Flynn | Marsh Investment Solutions (HK) Limited | 2005–2007 |
| Richard Langdon Nuzum Jr | Marsh Investment Solutions (HK) Limited | 2005–2007 |