Alvin Tuk Yu Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Tuk Yu Wong (王篤余), a licensed Representative with CE reference AHH534. Currently licensed at 1 firm(s): Bank of Communications Trustee Limited. Active regulated activities: Type 13 - Providing depositary services for relevant CISs. This person has 5.9 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bank of Communications Trustee Limited 交通銀行信託有限公司 |
Rep | Type 13 - Providing depositary services for relevant CIS | 2024-10-02 | present |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-13 | 2011-01-31 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-13 | 2011-01-31 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-23 | 2007-04-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-05-21 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-05-21 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-26 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-09-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-26 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-26 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alvin Tuk Yu Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.