Yiu Tung Fok
霍耀東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Tung Fok (霍耀東), a licensed former licensee with CE reference AHG563. This person has 19.8 years of SFC licence history. Total licence records on file: 44.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aden Financial Group Limited 亞丁金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2026-01-27 | 2026-03-12 |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-01-27 | 2026-03-12 |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2026-01-27 | 2026-03-12 |
| Aden Financial Group Limited 亞丁金融集團有限公司 |
Rep | Type 9 - Asset management | 2026-01-27 | 2026-03-12 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-10-24 | 2025-12-16 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 - Advising on securities | 2024-10-24 | 2025-03-25 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-01-26 | 2025-11-10 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-11-27 | 2025-12-16 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-11-27 | 2025-11-10 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-11-27 | 2025-11-10 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-06-01 | 2024-10-24 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-06-01 | 2024-01-26 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-06-01 | 2025-11-10 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-06-01 | 2024-10-24 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-09 | 2023-05-23 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-12-09 | 2023-05-23 |
| Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-12 | 2022-10-07 |
| Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-10 | 2019-04-12 |
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-03-03 | 2018-11-27 |
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-03-03 | 2018-11-27 |
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 4 - Advising on securities | 2017-03-03 | 2018-11-27 |
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-03-03 | 2018-11-27 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-05 | 2017-03-03 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-01-05 | 2017-03-03 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-05 | 2017-03-03 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-01-05 | 2017-03-03 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-03 | 2016-11-30 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-04-03 | 2016-11-30 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2014-04-03 | 2016-11-30 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-04-03 | 2016-11-30 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-01 | 2012-09-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-16 | 2011-06-28 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-13 | 2011-06-28 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-13 | 2011-06-28 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-02 | 2010-09-18 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 - Asset management | 2010-07-14 | 2010-09-18 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-24 | 2010-09-18 |
| Vision Finance International Company Limited 睿智金融國際有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-06 | 2010-05-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2003-11-27 | 2008-11-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-11-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Tung Fok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.