Ka Kin Ng

吳家健
CE No. AGO101 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kin Ng (吳家健), a licensed Responsible Officer with CE reference AGO101. Currently licensed at 1 firm(s): Zhong Shan Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.3 years of SFC licence history. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
Zhong Shan Asset Management Limited
鍾山資產管理有限公司
RO Type 4 - Advising on securities 2026-07-09 present
Zhong Shan Asset Management Limited
鍾山資產管理有限公司
RO Type 9 - Asset management 2026-07-09 present
Zircon Securities (HK) Limited
卓銳證券(香港)有限公司
RO Type 2 - Dealing in futures contracts 2024-07-09 2025-04-21
Zircon Securities (HK) Limited
卓銳證券(香港)有限公司
RO Type 5 - Advising on futures contracts 2024-07-09 2025-04-21
Zircon Securities (HK) Limited
卓銳證券(香港)有限公司
RO Type 1 - Dealing in securities 2021-09-10 2025-04-21
Zircon Securities (HK) Limited
卓銳證券(香港)有限公司
RO Type 4 - Advising on securities 2021-09-10 2025-04-21
Zircon Securities (HK) Limited
卓銳證券(香港)有限公司
RO Type 9 - Asset management 2021-09-10 2025-04-21
Tung Shing Securities (Brokers) Limited
東盛證券(經紀)有限公司
Rep Type 1 - Dealing in securities Pre-2003 2003-07-21
Tung Shing Securities (Brokers) Limited
東盛證券(經紀)有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-07-21
Tung Shing Securities (Brokers) Limited
東盛證券(經紀)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-07-21
Tung Shing Securities (Brokers) Limited
東盛證券(經紀)有限公司
Rep Type 9 - Asset management Pre-2003 2003-07-21

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