Dora Tsz Wai Li
李子慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dora Tsz Wai Li (李子慧), a licensed former licensee with CE reference AGN941. This person has 1.1 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Henik Securities Limited 恒億證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-19 | 2006-05-12 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-30 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-30 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-30 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-30 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Dora Tsz Wai Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Yui Cheong Yeung | Henik Securities Limited | 2005–2006 |
| Po Ping Chu | Henik Securities Limited | 2005–2006 |
| Wai Yin Hah | Henik Securities Limited | 2005–2006 |
| Bruce Chung Ming Hui | Henik Securities Limited | 2005–2006 |
| Yu Wah Lau | Henik Securities Limited | 2005–2006 |
| Wai Ngor Lee | Henik Securities Limited | 2005–2006 |
| Alice Ka Lee Lau | Henik Securities Limited | 2005–2006 |
| Mee Lin Wan | Henik Securities Limited | 2005–2006 |
| Chun Wah Wong | Henik Securities Limited | 2005–2006 |
| Yee Chor Wong | Henik Securities Limited | 2005–2006 |
| Hoi Fai Chong | Henik Securities Limited | 2005–2006 |
| Kong Keung Lee | Henik Securities Limited | 2005–2006 |
| Kevin Wai Yin Lee | Henik Securities Limited | 2005–2006 |
| Yin Ni Li | Henik Securities Limited | 2005–2006 |
| Chun Chung Wong | Henik Securities Limited | 2005–2006 |