Yin Ni Li
李燕妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Ni Li (李燕妮), a licensed former licensee with CE reference AGJ120. This person has 23.6 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Henik Securities Limited 恒億證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2026-10-20 |
| Henik Securities Limited 恒億證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-11 |
| Henik Securities Limited 恒億證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-11 |
| Henik Securities Limited 恒億證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Ni Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.