Alice Ka Lee Lau
劉嘉莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Ka Lee Lau (劉嘉莉), CE reference AIF202. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Limited 中國國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-07 | 2009-07-31 |
| Henik Securities Limited 恒億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-30 | 2006-05-12 |
| Wisdom Wealth Management Limited 竑智理財策劃有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-19 | 2005-02-21 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2003-09-23 | 2004-04-30 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-18 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-18 |