Yu Wah Lau
劉裕華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Wah Lau (劉裕華), a licensed former licensee with CE reference AHA931. This person has 2.8 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Henik Securities Limited 恒億證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-05 | 2006-05-12 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-12-03 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-10 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-05 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-12-03 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Wah Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Yui Cheong Yeung | Henik Securities Limited | 2005–2006 |
| Po Ping Chu | Henik Securities Limited | 2005–2006 |
| Wai Yin Hah | Henik Securities Limited | 2005–2006 |
| Bruce Chung Ming Hui | Henik Securities Limited | 2005–2006 |
| Wai Ngor Lee | Henik Securities Limited | 2005–2006 |
| Dora Tsz Wai Li | Henik Securities Limited | 2005–2006 |
| Alice Ka Lee Lau | Henik Securities Limited | 2005–2006 |
| Mee Lin Wan | Henik Securities Limited | 2005–2006 |
| Chun Wah Wong | Henik Securities Limited | 2005–2006 |
| Yee Chor Wong | Henik Securities Limited | 2005–2006 |
| Hoi Fai Chong | Henik Securities Limited | 2005–2006 |
| Kong Keung Lee | Henik Securities Limited | 2005–2006 |
| Kevin Wai Yin Lee | Henik Securities Limited | 2005–2006 |
| Yin Ni Li | Henik Securities Limited | 2005–2006 |
| Chun Chung Wong | Henik Securities Limited | 2005–2006 |