Philip Chung Ho Lo
盧頌濠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Chung Ho Lo (盧頌濠), a licensed former licensee with CE reference AGJ126. This person has 14.6 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-09 | 2020-04-01 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-01-09 | 2020-04-01 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-10 | 2018-10-03 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-09-10 | 2018-10-03 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
RO | Type 1 - Dealing in securities | 2017-01-17 | 2018-06-21 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-01-17 | 2018-06-21 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-07 | 2017-01-17 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-12-07 | 2017-01-17 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-20 | 2016-11-21 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-06-20 | 2016-11-21 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-25 | 2014-06-08 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-07-25 | 2014-06-08 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-26 | 2011-07-17 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-26 | 2011-07-17 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-01-26 | 2011-07-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Philip Chung Ho Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.