Joyce Wan Siu Lee
李韻韶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joyce Wan Siu Lee (李韻韶), a licensed former licensee with CE reference AGG841. This person has 17.1 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-05 | 2022-03-31 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-05 | 2022-03-31 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-20 | 2019-03-29 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-20 | 2019-03-29 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-04-28 | 2010-11-01 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2016-03-10 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-10-31 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2016-03-10 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2007-10-31 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-05 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-05 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-01-05 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-01-05 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-05 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joyce Wan Siu Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.