Yu Kong Chan
陳宇江
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Kong Chan (陳宇江), a licensed former licensee with CE reference AGC982. This person has 15.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2018-12-27 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-22 | 2017-10-02 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-25 | 2017-03-31 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-18 | 2011-07-16 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-03 | 2008-02-01 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-08-02 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-05 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-05 |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Kong Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.