Kingsley Kwok King Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kingsley Kwok King Chan (陳國勁), a licensed Responsible Officer with CE reference AFV361. Currently licensed at 1 firm(s): VisionStone Investment Management (Hong Kong) Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.6 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VisionStone Investment Management (Hong Kong) Co., Limited 觀硯資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2024-01-04 | present |
| VisionStone Investment Management (Hong Kong) Co., Limited 觀硯資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-01-04 | present |
| VisionStone Investment Management (Hong Kong) Co., Limited 觀硯資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2024-01-04 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-06 | 2023-07-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 - Asset management | 2009-08-12 | 2023-07-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-21 | 2023-07-27 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-14 | 2007-04-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-19 | 2007-04-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-07-19 | 2007-04-04 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2003-10-16 | 2004-06-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-06-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-10 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Kingsley Kwok King Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chenyao Li | VisionStone Investment Management (Hong Kong) Co., Limited | 2024–present |
| Yu Gao | VisionStone Investment Management (Hong Kong) Co., Limited | 2024 |
| Lei Xu | VisionStone Investment Management (Hong Kong) Co., Limited | 2026–present |