Siu Lok Li
李兆樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lok Li (李兆樂), a licensed former licensee with CE reference AFV112. This person has 9.0 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-11-07 | 2012-03-31 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-11-01 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-24 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-09-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Lok Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.