Winnie Mo Sze Chiu
趙慕詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Mo Sze Chiu (趙慕詩), a licensed former licensee with CE reference AFT535. This person has 8.0 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2010-11-09 | 2012-11-10 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2010-11-09 | 2012-11-10 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-09-28 | 2012-11-10 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2009-09-28 | 2010-11-09 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2009-09-28 | 2012-11-10 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2009-09-28 | 2010-11-09 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2007-02-02 | 2008-02-16 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2007-02-02 | 2008-02-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-05-19 | 2007-02-02 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-05-19 | 2008-02-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-02-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Winnie Mo Sze Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.