Audrey Hoi Yan Wong
黃凱欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Audrey Hoi Yan Wong (黃凱欣), a licensed former licensee with CE reference AFQ642. This person has 12.0 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-01 | 2023-02-08 |
| Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 |
Rep | Type 9 - Asset management | 2016-06-01 | 2023-02-08 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-13 | 2016-04-28 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 - Asset management | 2014-06-13 | 2016-04-28 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-17 | 2014-05-19 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-12-17 | 2014-05-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-28 | 2013-03-05 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-28 | 2013-03-05 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-04-28 | 2011-03-05 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-02 | 2011-03-05 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-02 | 2008-11-18 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-02 | 2008-11-18 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-19 | 2008-06-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Audrey Hoi Yan Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.