Desmond Kin Man Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Desmond Kin Man Lee (李健文), a licensed Responsible Officer with CE reference AFK515. Currently licensed at 1 firm(s): Dynasty Alliance Investment Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.5 years of SFC licence history. Total licence records on file: 19.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 4 - Advising on securities | 2025-11-18 | present |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 9 - Asset management | 2025-11-18 | present |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-07-18 | 2025-11-18 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 - Asset management | 2025-07-18 | 2025-11-18 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2025-02-18 | 2025-06-30 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-02-18 | 2025-06-30 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-02-18 | 2025-06-30 |
| WRise Prestige Securities Limited 昇世匯盈證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-09-03 | 2025-01-27 |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-09-03 | 2025-01-27 |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
RO | Type 9 - Asset management | 2024-09-03 | 2025-01-27 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-10-31 | 2024-08-30 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-10-31 | 2024-08-30 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
RO | Type 9 - Asset management | 2023-10-31 | 2024-08-30 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-01 | 2023-10-31 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-01 | 2023-10-31 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-20 | 2023-03-01 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-20 | 2023-03-01 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-04-03 | 2023-10-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-11 | 2007-07-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Desmond Kin Man Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.