Rupert Douglas Alexander Mitchell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rupert Douglas Alexander Mitchell, a licensed former licensee with CE reference AFE722. This person has 7.6 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Analyst Network Limited | Rep | Type 4 - Advising on securities | 2017-01-12 | 2018-03-27 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2014-05-21 | 2016-12-03 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-04 | 2014-02-24 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2010-10-04 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-10-04 | 2014-02-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-01 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Rupert Douglas Alexander Mitchell during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Richard Antony Wallace | Aletheia Analyst Network Limited | 2017–2018 |
| Roderick Mark Waters | Aletheia Analyst Network Limited | 2017–2018 |
| Hwa Jen Lau | Aletheia Analyst Network Limited | 2017–2018 |
| David John Scott | Aletheia Analyst Network Limited | 2017–2018 |
| Andrew Charles Stotz | Aletheia Analyst Network Limited | 2017–2018 |
| Zheng Liu | Aletheia Analyst Network Limited | 2017–2018 |
| Terrence Miguel Alford | Aletheia Analyst Network Limited | 2017–2018 |
| Paul Edward Krake | Aletheia Analyst Network Limited | 2017–2018 |
| Paul Louis Peter Schulte | Aletheia Analyst Network Limited | 2017–2018 |
| Krijn Jelle Dijkstra | Aletheia Analyst Network Limited | 2017–2018 |
| Andrew John Lawrence | Aletheia Analyst Network Limited | 2017 |
| Artem Afonin | Aletheia Analyst Network Limited | 2017–2018 |
| Manmohan Singh | Aletheia Analyst Network Limited | 2017–2018 |