Sang Yup Lee

CE No. AFB348 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sang Yup Lee, a licensed Responsible Officer with CE reference AFB348. Currently licensed at 1 firm(s): Blue Owl Capital HK Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 22.6 years of SFC licence history. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
Blue Owl Capital HK Limited RO Type 1 - Dealing in securities 2020-05-20 present
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 9 - Asset management 2019-07-08 2019-12-31
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 9 - Asset management 2018-12-03 2019-07-08
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 1 - Dealing in securities 2016-09-12 2019-12-31
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 4 - Advising on securities 2016-09-12 2019-12-31
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2016-06-06 2016-09-12
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 - Advising on securities 2016-06-06 2016-09-12
Blackstone Group (HK) Limited, The
黑石集團(香港)有限公司
RO Type 1 - Dealing in securities 2008-10-14 2016-02-29
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities Pre-2003 2008-06-02
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 4 - Advising on securities Pre-2003 2008-06-02
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2008-06-02
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2005-03-21
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 9 - Asset management Pre-2003 2005-01-28

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