Richard Yiu Fat Law
羅耀發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Yiu Fat Law (羅耀發), a licensed former licensee with CE reference ANZ547. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-03 | 2023-04-28 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-03 | 2023-04-28 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-30 | 2011-07-08 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-09 | 2011-07-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-09-19 | 2008-08-05 |