Ngoc Bich Pham
范玉碧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngoc Bich Pham (范玉碧), a licensed former licensee with CE reference AEZ564. This person has 4.4 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-21 | 2012-01-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-07-21 | 2012-01-28 |
| CIBC Global Asset Management (Asia) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2005-01-03 |
| CIBC Global Asset Management (Asia) Limited | RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-12-01 |
| CIBC Global Asset Management (Asia) Limited | RO | Type 9 - Asset management | Pre-2003 | 2006-02-01 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Ngoc Bich Pham during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Fai Franki Chung | CIBC Global Asset Management (Asia) Limited | 2003–2006 |
| Tse Fung Lau | CIBC Global Asset Management (Asia) Limited | 2003–2006 |
| Peter Hing Tak Chau | CIBC Global Asset Management (Asia) Limited | 2003–2005 |
| Shirley Woon San Chow | CIBC Global Asset Management (Asia) Limited | 2003–2006 |
| Sau Wai Wong | CIBC Global Asset Management (Asia) Limited | 2003–2006 |