Ngan Pak
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngan Pak (白韌), a licensed Responsible Officer with CE reference AEX663. Currently licensed at 2 firm(s): Po Sang Securities Limited, BOCI Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 23.3 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-10-09 | present |
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 4 - Advising on securities | 2025-10-09 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2025-08-19 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-07-10 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-06-16 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2015-06-16 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2025-07-10 | 2025-08-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-13 | 2015-06-16 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-03-13 | 2025-07-10 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2004-03-22 | 2015-04-21 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-01-13 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-04 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-13 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ngan Pak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Sing Lau | BOCI Research Limited | 2004–2015 |
| Belle Chan | BOCI Research Limited | 2004–2015 |
| Wenzhou Hu | BOCI Research Limited | 2004–2015 |
| Lin Yuan | BOCI Research Limited | 2004–2015 |
| Yukun Le | BOCI Research Limited | 2004–2015 |
| Xiaoman Ni | BOCI Research Limited | 2005–2014 |
| Qian Tang | BOCI Research Limited | 2006–2015 |
| Pan Li | BOCI Research Limited | 2006–2015 |
| Jian Zhang | BOCI Research Limited | 2007–2015 |
| Bingnan Ye | BOCI Research Limited | 2008–2015 |
| Qi Shi | BOCI Research Limited | 2005–2012 |
| Xue Feng | BOCI Research Limited | 2007–2014 |
| Huiming Liu | BOCI Research Limited | 2008–2014 |
| Minle Xu | BOCI Research Limited | 2008–2014 |
| Anthony Chi Hang Lok | BOCI Research Limited | 2004–2010 |
| Du Liu | BOCI Research Limited | 2007–2013 |
| Yusheng Wang | BOCI Research Limited | 2007–2013 |
| Simon Ka Wai Lo | BOCI Research Limited | 2009–2015 |
| Qiong Wu | BOCI Research Limited | 2009–2015 |
| Wei Wang | BOCI Research Limited | 2009–2015 |