Kam Kwan Chan
陳錦坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Kwan Chan (陳錦坤), a licensed Responsible Officer with CE reference AEX608. Currently licensed at 1 firm(s): Mage Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 23.6 years of SFC licence history. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 4 - Advising on securities | 2010-09-17 | present |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-04-09 | present |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-05-29 | 2010-05-17 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-12-16 | 2010-05-17 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-12-07 | 2008-04-09 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-12-04 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-12 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-12 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Kwan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.