Lai Sha Lee
李麗莎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Sha Lee (李麗莎), a licensed former licensee with CE reference ABG336. This person has 18.2 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-01-23 | 2021-12-31 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-10-02 | 2021-12-31 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-30 | 2015-10-02 |
| Seekers Markets Limited 中南金融有限公司 |
RO | Type 1 - Dealing in securities | 2015-02-23 | 2015-06-22 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 - Dealing in securities | 2013-01-07 | 2015-01-31 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-03 | 2013-01-07 |
| Winwin Securities Limited 共贏證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-03-09 | 2012-11-23 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-26 | 2011-03-09 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-01-05 | 2011-01-22 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-22 | 2011-01-22 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-01 | 2009-04-30 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-01 | 2007-06-01 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-10 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-10 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-10 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Sha Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.