Lai Sha Lee
李麗莎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Sha Lee (李麗莎), a licensed former licensee with CE reference ABG336. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-01-23 | 2021-12-31 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-02 | 2021-12-31 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-30 | 2015-10-02 |
| Seekers Markets Limited 中南金融有限公司 |
RO | Type 1 — Dealing in securities | 2015-02-23 | 2015-06-22 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-07 | 2015-01-31 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-03 | 2013-01-07 |
| Winwin Securities Limited 共贏證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-09 | 2012-11-23 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-26 | 2011-03-09 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-01-05 | 2011-01-22 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-22 | 2011-01-22 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-01 | 2009-04-30 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-01 | 2007-06-01 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-10 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-10 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-10 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-10 |