Man To Luk
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man To Luk (陸文滔), a licensed Representative with CE reference AEW788. Currently licensed at 1 firm(s): BOCI Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 21.9 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-10 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-11-10 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-06 | present |
| Amrita Capital Limited 安利達資本有限公司 |
RO | Type 4 - Advising on securities | 2017-02-16 | 2020-10-27 |
| Amrita Capital Limited 安利達資本有限公司 |
RO | Type 9 - Asset management | 2017-02-16 | 2020-10-27 |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-09-17 | 2017-01-16 |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2012-09-17 | 2017-01-16 |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-08 | 2012-09-17 |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-02-08 | 2012-09-17 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-30 | 2010-11-18 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-01-30 | 2010-11-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-03 | 2007-01-23 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2006-04-03 | 2007-01-23 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2006-04-03 | 2007-01-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2006-04-03 | 2007-01-23 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2006-04-03 | 2007-01-23 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-04 | 2006-03-27 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-03-27 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-03-27 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-03 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-11-29 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-03 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-29 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Man To Luk during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.