Lai Wah Ngai
倪麗華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Wah Ngai (倪麗華), a licensed former licensee with CE reference AEW048. This person has 5.3 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2005-07-15 | 2008-06-30 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-07-15 | 2008-06-30 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-07-15 | 2008-06-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2004-04-26 | 2008-06-30 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-30 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2008-06-30 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-16 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-02-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2008-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Wah Ngai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.