Kin Wah Chan
陳鍵華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wah Chan (陳鍵華), a licensed former licensee with CE reference AEN763. This person has 17.7 years of SFC licence history. Total licence records on file: 20.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-09-18 | 2022-08-31 |
| Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-07 | 2022-08-31 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-04 | 2018-07-14 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 1 - Dealing in securities | 2016-09-13 | 2018-07-14 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-09-13 | 2018-07-14 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-01 | 2016-09-13 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-08-01 | 2016-09-13 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 - Dealing in securities | 2013-05-23 | 2015-01-12 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-05-23 | 2015-01-12 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-20 | 2013-05-23 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-04-29 | 2015-01-12 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
RO | Type 1 - Dealing in securities | 2007-02-15 | 2015-01-12 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2010-11-20 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-02-15 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-17 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-17 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-17 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-17 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-17 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Wah Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.