Ping Sum Tang
鄧炳森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Sum Tang (鄧炳森), a licensed Responsible Officer with CE reference AEL276. Currently licensed at 1 firm(s): Panorama United Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.1 years of SFC licence history. Total licence records on file: 39.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Panorama United Asset Management Limited 上策資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-12-22 | present |
| Panorama United Asset Management Limited 上策資產管理有限公司 |
RO | Type 9 - Asset management | 2025-07-23 | present |
| Panorama United Asset Management Limited 上策資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-06-13 | 2025-07-23 |
| YONXI Securities Limited 雍熙證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-07 | 2022-03-08 |
| YONXI Securities Limited 雍熙證券有限公司 |
RO | Type 4 - Advising on securities | 2021-12-07 | 2022-03-08 |
| YONXI International Finance Holdings Limited 雍熙國際金融控股有限公司 |
RO | Type 9 - Asset management | 2020-05-25 | 2025-05-07 |
| YONXI International Finance Holdings Limited 雍熙國際金融控股有限公司 |
Rep | Type 9 - Asset management | 2020-04-14 | 2020-05-25 |
| Entersys Asset Management Hong Kong Limited 進激資產管理香港有限公司 |
RO | Type 4 - Advising on securities | 2017-11-30 | 2020-03-31 |
| Entersys Asset Management Hong Kong Limited 進激資產管理香港有限公司 |
RO | Type 9 - Asset management | 2017-11-30 | 2020-03-31 |
| Grand Partners Investment Consultants Limited 利盟投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2016-08-18 | 2017-11-26 |
| Grand Partners Asset Management Limited 利盟資產管理有限公司 |
RO | Type 9 - Asset management | 2009-12-23 | 2017-11-26 |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 1 - Dealing in securities | 2009-08-20 | 2009-12-22 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-08-20 | 2009-12-22 |
| Wing Fung Forex Limited 永豐外匯有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2009-08-20 | 2009-12-22 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 1 - Dealing in securities | 2009-03-20 | 2009-06-12 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 4 - Advising on securities | 2009-03-20 | 2009-06-12 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2009-03-20 | 2009-06-12 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 9 - Asset management | 2009-03-20 | 2009-06-12 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-05 | 2009-03-20 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-01-05 | 2009-06-12 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-04 | 2008-10-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2007-04-16 | 2008-10-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-03-01 | 2008-10-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2007-03-01 | 2007-04-16 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2005-06-22 | 2006-07-14 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-10-08 | 2006-07-14 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2003-11-20 | 2005-06-22 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-07-14 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-07-14 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-07-11 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-07-11 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-07-11 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2006-07-14 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-18 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-11 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2004-03-18 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2006-07-14 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-03-08 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-07-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ping Sum Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.