Kenneth Hoi-Yi Tung
董凱鐿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Hoi-Yi Tung (董凱鐿), a licensed former licensee with CE reference AEJ830. This person has 11.7 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2022-10-19 | 2025-02-19 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2011-07-18 | 2014-08-15 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-07-18 | 2014-08-15 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-15 | 2011-07-18 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-04-15 | 2011-07-18 |
| Lazard Asia (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2009-09-01 | 2010-07-05 |
| Lazard Asia (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2009-09-01 | 2010-07-05 |
| Lazard Asia (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | 2009-09-01 | 2010-07-05 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-06-23 | 2009-09-01 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2009-06-23 | 2009-09-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2007-08-06 | 2009-03-18 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 1 - Dealing in securities | 2007-08-06 | 2009-03-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-08-06 | 2009-03-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-15 | 2007-08-06 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2004-03-15 | 2007-08-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-03-15 | 2007-08-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kenneth Hoi-Yi Tung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.