Erwin Ralph Sanft
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Erwin Ralph Sanft (歐文), a licensed Responsible Officer with CE reference AED179. Currently licensed at 1 firm(s): Innovation Asset Management Co., Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.6 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-01-18 | present |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
RO | Type 9 - Asset management | 2022-05-26 | present |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-03-08 | 2022-05-26 |
| Privium Fund Management (HK) Limited | Rep | Type 9 - Asset management | 2020-10-19 | 2021-05-31 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-22 | 2020-06-30 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-22 | 2020-06-30 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-01-22 | 2020-06-30 |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-04 | 2018-01-02 |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-10-04 | 2018-01-02 |
| Innovation Securities Co., Limited 鼎新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-27 | 2018-01-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2015-02-16 | 2017-01-16 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-02 | 2012-10-05 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2006-08-03 | 2007-05-02 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2004-07-02 | 2006-08-03 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Erwin Ralph Sanft during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.