Zhixi Guo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhixi Guo ( ), a licensed former licensee with CE reference BCQ938. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GL China Equity HK Management Limited | RO | Type 4 — Advising on securities | 2019-01-17 | 2020-02-28 |
| GL China Equity HK Management Limited | RO | Type 9 — Asset management | 2019-01-17 | 2020-02-28 |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-06-08 | 2019-01-10 |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
RO | Type 9 — Asset management | 2017-06-08 | 2019-01-10 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-07 | 2015-07-31 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-01-07 | 2015-07-31 |