Kwok On Kwai
季國安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok On Kwai (季國安), a licensed former licensee with CE reference ADY812. This person has 9.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aesop Asset Management Limited 晉灃資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-06-07 | 2018-03-05 |
| Aesop Asset Management Limited 晉灃資產管理有限公司 |
RO | Type 9 - Asset management | 2017-06-07 | 2018-03-05 |
| Wise Torch Investments Limited 火炬金融有限公司 |
Rep | Type 9 - Asset management | 2017-03-20 | 2017-05-04 |
| Wise Torch Investments Limited 火炬金融有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-30 | 2017-05-04 |
| Wise Torch Investments Limited 火炬金融有限公司 |
RO | Type 9 - Asset management | 2016-11-30 | 2017-03-20 |
| Black Dragon Asset Management Limited 玄龍資產管理有限公司 |
RO | Type 4 - Advising on securities | 2011-07-27 | 2013-04-15 |
| Black Dragon Asset Management Limited 玄龍資產管理有限公司 |
RO | Type 9 - Asset management | 2011-07-27 | 2013-04-15 |
| Brooke Capital Limited |
RO | Type 4 - Advising on securities | 2009-12-15 | 2010-06-15 |
| Brooke Capital Limited |
RO | Type 9 - Asset management | 2009-12-15 | 2010-06-15 |
| Brooke Capital Limited |
RO | Type 4 - Advising on securities | 2004-07-14 | 2009-07-10 |
| Brooke Capital Limited |
RO | Type 9 - Asset management | 2004-07-14 | 2009-07-10 |
| Brooke Capital Limited |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-14 |
| Brooke Capital Limited |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-14 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok On Kwai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jonathan William Brooke | Brooke Capital Limited | 2003–2010 |
| Thomas Alexander Royds | Brooke Capital Limited | 2007–2010 |
| Hiu Man Wong | Black Dragon Asset Management Limited | 2011–2013 |
| Pauline Yuen Ling Lau | Aesop Asset Management Limited | 2017–2018 |
| Shigen Foo | Brooke Capital Limited | 2009–2010 |
| James Griswold Cameron | Brooke Capital Limited | 2009–2010 |
| Ting Ting Chan | Wise Torch Investments Limited | 2016–2017 |
| Lap Fai Lee | Wise Torch Investments Limited | 2016–2017 |
| Yongxin Zhang | Brooke Capital Limited | 2009–2010 |
| Alex Xinghai Mou | Brooke Capital Limited | 2005–2006 |
| Helene van Meerbeek | Wise Torch Investments Limited | 2017 |
| James Barclay Spence | Brooke Capital Limited | 2006–2007 |
| Mei Zhao | Black Dragon Asset Management Limited | 2013 |
| Ching Piu Hui | Black Dragon Asset Management Limited | 2013 |