Oliver Tse Kuen Ng
伍子權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oliver Tse Kuen Ng (伍子權), a licensed Responsible Officer with CE reference ADR898. Currently licensed at 1 firm(s): IX Capital International Limited . Active regulated activities: Type 4 - Advising on securities. This person has 20.7 years of SFC licence history. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IX Capital International Limited 信昇資本國際有限公司 |
RO | Type 4 - Advising on securities | 2026-01-22 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-03-22 | 2023-02-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2011-10-21 | 2015-02-17 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2004-10-29 | 2023-02-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-01-12 | 2023-02-28 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-12-31 |
| Goldin Equities Limited 高銀(證券)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-01-26 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-01-12 |
| Goldin Equities Limited 高銀(證券)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-01-12 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-12 |
| Goldin Equities Limited 高銀(證券)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-12 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2004-05-27 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-01-12 |
| Goldin Equities Limited 高銀(證券)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-01-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Oliver Tse Kuen Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.