Wing Sze
施榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Sze (施榮), a licensed former licensee with CE reference AFS562. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-28 | 2012-08-31 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2011-03-28 | 2012-08-31 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-03-28 | 2012-08-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-03-28 | 2012-08-31 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | 2010-07-16 | 2010-11-13 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-07 | 2004-05-17 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-01-07 | 2004-05-17 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-05-17 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-05-17 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-30 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-30 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-30 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-30 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-04-29 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-30 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-30 |