Wing Sze
施榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Sze (施榮), a licensed former licensee with CE reference AFS562. This person has 2.9 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-28 | 2012-08-31 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2011-03-28 | 2012-08-31 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-03-28 | 2012-08-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2011-03-28 | 2012-08-31 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 - Asset management | 2010-07-16 | 2010-11-13 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-07 | 2004-05-17 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-01-07 | 2004-05-17 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-05-17 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-05-17 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-30 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-30 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-30 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-30 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-04-29 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-30 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Sze during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.