Carolyn K Mark Ellis
麥嘉蓮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carolyn K Mark Ellis (麥嘉蓮), a licensed former licensee with CE reference ADQ080. This person has 21.7 years of SFC licence history. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital International, Inc. | Rep | Type 1 - Dealing in securities | 2017-08-28 | 2026-07-23 |
| Capital International, Inc. | Rep | Type 9 - Asset management | 2014-07-02 | 2026-07-23 |
| Capital Research Company | Rep | Type 9 - Asset management | 2008-08-27 | 2014-07-02 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2003-10-16 | 2007-02-02 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2003-10-16 | 2007-02-02 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-02-02 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carolyn K Mark Ellis during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.