Pui Ming Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Ming Chan (陳佩明), a licensed Responsible Officer with CE reference ADN295. Currently licensed at 2 firm(s): Halcyon Capital Limited, Halcyon Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 23.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Halcyon Capital Limited 鎧盛資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-07-17 | present |
| Halcyon Securities Limited 鎧盛證劵有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-24 | present |
| Halcyon Capital Limited 鎧盛資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-05-24 | 2013-07-17 |
| Optima Capital Limited 創越融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-09-01 | 2013-03-28 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-25 | 2013-03-28 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 4 - Advising on securities | 2008-08-25 | 2013-03-28 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-07-03 | 2008-09-01 |
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2008-06-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Ming Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.